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NetApp Hits Sun With Patent Infringement Lawsuit

Posted by samzenpus on Wed Sep 05, 2007 08:07 PM
from the don't-take-the-law-into-your-own-hands dept.
jcatcw writes "Computerworld reports, "Network Appliance Inc. today announced that it has filed a patent infringement lawsuit against Sun Microsystems Inc. seeking unspecified compensatory damages and an injunction that would prohibit Sun from developing or distributing products based on its ZFS file system technology. The suit, filed in the U.S. District Court in Lufkin, Texas, charges that the Sun ZFS technology infringes on seven NetApp patents pertaining to data processing systems and related software.""

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[+] Sun To Seek Injunction, Damages Against NetApp 183 comments
Zeddicus_Z writes to note that Sun CEO Jonathan Schwartz has outlined Sun's response to Network Appliance's recent patent infringement lawsuit over ZFS: "As a part of this suit, we are requesting a permanent injunction to remove all of their filer products from the marketplace, and are examining the original NFS license — on which Network Appliance was started. In addition... we will be going after sizable monetary damages. And I am committing that Sun will donate half of those proceeds to the leading institutions promoting free software and patent reform... [Regarding NetApp's demands in order to drop its existing case against Sun:] ...[to] unfree ZFS, to retract it from the free software community, and to limit ZFS's allowable field of use to computers — and to forbid its use in storage devices."
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  • How does the patent in this case "promote the useful arts and sciences." Patents don't do anything to benefit the public. Patents were fine in an era before the need for capital became its own barrier to entry in a given market, but, any more, they are not only a relic, but a dangerous, anti-competitive one. Would it be a troll to say anyone who is in favor of patents is really in favor of oligarchy?
    • by EmbeddedJanitor (597831) on Wednesday September 05, @08:19PM (#20488769)
      any more than complaining about gravity will make it go away. We have a broken patent system which is driven by the practitioners of the patent system for the benefit of those practitioners. In other words, those who have the power to change the system are the most likely to lose from any changes so there is very little motiovation to make any changes. We could go on about how bad the system is, but that is irrelevant in the courts. That a law is stupid is unfortunately not a valid defence.

      The only thing that matters here is whether prior art can be forund for WAFL.

      [ Parent ]
      • by Paradigm_Complex (968558) on Wednesday September 05, @11:40PM (#20490343)
        The day gravity is an artificial man-made creation, something that is fully within man's ability to "make go away," your statement will be fine. For now, though, our control over Gravity is quite limited, whereas sufficiently well-placed discussions could in fact change the patent system. Perhaps not arguing about it on /. alone, no, but if you can bring the issue to the general (less-educated) public's attention, you may very well change it through discussion. The current problem with fixing the patent system is, almost in its entirety, the sheer lack of discussion.
        [ Parent ]
    • Original PDF and NetApp's explanation (Score:5, Informative)

      by MikePlacid (512819) on Wednesday September 05, @09:01PM (#20489075)
      Here is the original complaint (PDF): http://www.netapp.com/go/ipsuit/spider-complaint.p df [netapp.com] .
      And here is NetApp's boss blog: http://blogs.netapp.com/dave/ [netapp.com] (quoted below):

      This morning, NetApp filed an IP (intellectual property) lawsuit against Sun. It has two parts. The first is a "declaratory judgment", asking the court to decide whether we infringe a set of patents that Sun claims we do. The second says that Sun infringes several of our patents with its ZFS technology.

      How did we get here?

      Like many large technology companies, Sun has been using its patent portfolio as a profit center. About 18 months ago, Sun's lawyers contacted NetApp with a list of patents they say we infringe, and requested that we pay them lots of money. We responded in two ways. First, we closely examined their list of patents. Second, we identified the patents in our portfolio that we believe Sun infringes.

      With respect to Sun's patent claims, our lawsuit explains that we do not infringe, and - in fact - that they are not even valid. As a result, we don't think we should be paying Sun millions of dollars.

      On the flip side, our suit points out that Sun's ZFS appears to infringe several of NetApp's WAFL patents. It looks like ZFS was a conscious reimplementation of our WAFL filesystem, with little regard to intellectual property rights. Here's what creators of ZFS have to say: "The file system that has come closest to our design principles, other than ZFS itself, is WAFL ... the first commercial file system to use the copy-on-write tree of blocks approach to file system consistency." One of the first patents I filed at NetApp describes this "copy-on-write tree of blocks" technique in detail.

      We filed suit against Sun because after we pointed out the WAFL patents, their lawyers stopped getting back to us. The first part of our suit is a declaratory judgment. It's complicated, but the basic idea is that Sun claims we infringe their patents, so we are requesting a trial to show that's not true. In essence, a declaratory judgment calls their bluff. It allows us to force a legal conclusion, rather than leaving this threat hanging over our heads. The second part is a complaint against Sun for infringing several WAFL patents with ZFS.

      [ Parent ]
      • The solution is simple. Immediately invalidate all software patents. Get rid of them completely. Hence, no need for these ludicrous portfolios, filled largely by absolutely useless patents.

        The only people that get hurt is the consumer, who has to pay al
        • Re: (Score:3, Funny)

          I'll just get out my magic wand shall I?

          • Re: (Score:3, Funny)

            That is called 'indecent exposure' where I come from and can get you a criminal record as a sex offender.
            Put your magic wand away.
      • Re: (Score:3, Interesting)

        Its interesting to read one of his other blog postings [netapp.com] that he points out in this blog posting about how he thinks the patent system is broken, and its main goal is to force everyone to cross license patents...

        But I'm torn.. I've been looking at NAS,SAN
        • by Vancorps (746090) on Wednesday September 05, @10:23PM (#20489701)

          We recently began a deployment of a couple of NetApp filers, the 2040 and 3040 ranges. They are mighty great to work with from my experience so far. The software is very easy to use and understand and NetApp support has been stellar thus far. They move a lost faster than EMC from the looks although EMC's storage offerings are mighty impressive as well.

          Storage is a rough business but the SAN I'm deploying this year paves the way for virtualized servers next year which I'm excited about. With VMWare's ACE I'm not even sure Tripwire is needed anymore.

          Also it seems as though NetApp was rather nice about this whole patent thing from the get go. It wasn't until Sun threatened them that they acted and again acted fairly preferring a cross licensing deal rather than any cash payout in either direction.

          Sun support in my experience has been a pain in the ass. I remember trying to modify the startup resolution on a box since I didn't have a Sun monitor or keyboard. They would not help me over the phone since it was a none Sun keyboard even though they had no problem with a non-Sun monitor. I did a key mash to figure out the stop key on boot to get me in. That was the last time I played with anything from Sun. That was about 4 years ago. Mileage may vary but I've not heard anything positive more recently. I am a fan of ZFS though, I wish it weren't mired in this crap but Sun started the fight and attacked a gorilla. The reaction had to be expected.

          [ Parent ]
          • by Bakafish (114674) on Thursday September 06, @12:30AM (#20490725) Homepage

            Also it seems as though NetApp was rather nice about this whole patent thing from the get go. It wasn't until Sun threatened them that they acted and again acted fairly preferring a cross licensing deal rather than any cash payout in either direction.


            It's a nice story, but Sun is claiming the exact opposite actually happened, with NetApp trying to extort them over ZFS first. On a purely intuitive basis I'd say that sounds more reasonable, NetApp has much more to fear from ZFS than Sun had to gain by trying to extort some licensing fees.
            [ Parent ]
            • Re: (Score:3, Interesting)

              You may be right, I've been seeing conflicting reports on the order in which this happened. Honestly though NetApp has been thrashing the whole industry over the last few years, I don't see what they would have to gain by this. Between Oracle and GoDaddy a

            • by pedantic bore (740196) on Thursday September 06, @04:57AM (#20492131)

              According to the filing, this dispute originated with a claim by StorageTek, which was later bought by Sun (and Sun decided to continue to claim). Tracing the timeline, it's clear that Sun was trying to squeeze money out of NetApp before ZFS ever shipped.

              It's also alledged, in the filing, that NetApp is more concerned about the fact that Sun is giving away ZFS and its snapshot IP, which NetApp claims are its own. NetApp was OK with letting ZFS use this technology, but not with Sun giving it away to everyone else via OpenSolaris.

              [ Parent ]
      • Re: (Score:3, Informative)

        And here is NetApp's boss blog

        Dave's one of the founders, but he's not the CEO or president, he's an executive vice president, as per the NetApp executive biographies page [netapp.com].

    • Re: (Score:2, Interesting)

      I don't have a very high opinion of software patents, but I have to play devil's advocate and ask, are software patents in general beneficial while we only hear of exceptions where things go very wrong? How would one go about seriously answering this quest
      • No good way to opt-out. (Score:2, Informative)

        Again, from NetApp's boss blog: http://blogs.netapp.com/dave/2007/06/how_the_paten t_.html [netapp.com] (I really like this guy, having read 2 articles):

        Don't patents ever protect your good ideas?! In theory, they should, but in practice it doesn't usually work that wa
      • Re: (Score:3)

        are software patents in general beneficial while we only hear of exceptions where things go very wrong?
        it depends on how they are used, in this case they're being used against their original purpose. instead of giving a company a small advantage in their
        • Re: (Score:3, Interesting)

          Patents aren't meant to "prop up the little guy". They are meant to encourage the disclosure of useful inventions.

          If this were a physical widget, it looks like Netapp would have a clear case. The question is whether or not the genuinely invented something
    • Patents: Recoup investment (Score:2, Interesting)

      by Anonymous Coward

      tjstork wrote: Patents don't do anything to benefit the public. Patents were fine in an era before the need for capital became its own barrier to entry in a given market, but, any more, they are not only a relic, but a dangerous, anti-competitive one. Wo
      • Re: (Score:3, Interesting)

        The current implementation of the patent system in the United States is definitely in need of an overhaul, but the idea of patents in general is still a good one. I would propose a system whereby an individual or corporation could apply for a certain numbe
    • I wonder who modded you troll?
    • Re: (Score:3)

      So you'd prefer the model where you come up with a cool idea, develop it, go to sell it, and then a big company can just hire 200 people to replicate it and sell it for near peanuts and you end up getting nothing for your work?

      Sorry. Patents are good thin
      • Re: (Score:3, Insightful)

        As opposed to the situation now? He who has the money makes the rules, that's the system we currently use. Those with the most money have the most patents and can sue anyone into oblivion. Surely there has to be some middle ground here.
      • They can do that now! (Score:5, Insightful)

        by tjstork (137384) <[tbandrow] [at] [mightyware.com]> on Wednesday September 05, @11:12PM (#20490077) Homepage Journal
        That's the whole point. If I invent a product, chances are, in order to really get it out, I will probably wind up infringing on someone else's patent in order to get a complete solution.

        For example, let's say I have a revolutionary new programming language. Great stuff, but, ultimately, it will need a bunch of existing technologies to make it work. I'll need parse trees, string manipulations, code generation, and hey, why not an IDE, all of which are covered by a bazillion patents already.

        So, if I bring my product to market, the best I can possibly hope for is a cross licensing agreement with a major player, and that in turn, means they can crush me. Or, they can work around my patent in some way, still get the feature, and crush me. Patents don't protect ideas, unless you have a lot of very good patent attorneys and those cost big bucks.

        In the world of machines, this doesn't happen. If I invent a new kind of a screw, its pretty obvious that the screw is a patentable thing. But software doesn't exist at that level of componentry and most likely never will. It simply can't. Software wants to integrate and to some extent, that makes it unique from the physical world. You don't need to integrate a particular kind of screw into every single socket and with every single tool, but ultimately, with software, you do wind up having to talk to every kind of protocol, database, and GUI, and in doing so, you wind up flying into a hailstorm of patents.

        Seriously, when's the last time anyone has actually checked to see if they infringe before they write something? Only a big company can really afford to do it. Face it, the idea of a little guy with a software patent is a myth, 95% of the time, and its simply not worth the cost to the rest of us - even if we work in a big corporation.
        [ Parent ]
    • Patents aren't the problem. Software and Business Method patents are. To fix the patent system:
      1. No more business method or software patents. Physical systems only.
      2. Anything you patent, you must come up with a prototype or model within a reasonable amount of time. No working model or currently achievable design, no patent.

      If you can't create the model or design, or come up with a means to do so, too bad, no patent. Ideas are simple. Making something of them is what patents are supposed to protect.

      Software is not a physical thing. Why a need to patent? You really shouldn't be able to patent math or the way that you apply it. Copyright, sure, but not patent.
      [ Parent ]
      • Re: (Score:3, Insightful)

        Ideas are simple. Making something of them is what patents are supposed to protect.

        I'm not so sure that's true. What about the brilliant inventor who comes up with a very complicated system but has no capital with which to finance a prototype? Seems to

        • How much does a patent cost? (Score:5, Insightful)

          by Colin Smith (2679) on Thursday September 06, @03:28AM (#20491673)
          Ideas are cheap. Patents are not.

          If he has no cash to build a prototype, how is he going to pay for a patent portfolio?

          In the UK, it costs £200 to have a patent processed by the Patent Office, but there is an additional (approx) £3000 to have your patent drafted/checked by an agent against existing patents and translated into legalese. This £3000 is for each country that you want to apply for a patent. 20 countries, approx £60,000. Minimum. If you don't apply worldwide, the big guy, will simply take your patent and build and sell your product in the rest of the world.

          Then, once you have your patent. The big guy sets his reverse engineering team on it, they find a slightly different way of doing the same job, and all your patents are useless. Go ahead, just try and sue that multi billion dollar organisation, see what happens to your house, job and family.

          If you're a brilliant inventor with no money, you're pretty much fucked unless you can license your technology to a someone with deep pockets and who are reasonably honourable. Patents protect large organisations who can afford to roll them out worldwide... And patent lawyer's jobs.

          They are not there for the small fry.
           
          [ Parent ]
  • by QuantumG (50515) <qg@biodome.org> on Wednesday September 05, @08:15PM (#20488715) Homepage Journal

    the lawsuit was filed largely because Sun 18 months ago "aggressively demanded" cross-licensing fees related to the Write Anywhere File Layout (WAFL) file-system technology included in ZFS. Hitz said the cross-licensing talks were halted in April after Sun claimed that NetApp's use of WAFL infringed on Sun patents.
    You got gun? I got gun too! Maybe I come round your place with my friends, shoot it up a bit.

    How you like that?

      • by cduffy (652) <charles+slashdot AT dyfis DOT net> on Wednesday September 05, @08:27PM (#20488835)
        You don't lose patents (or copyrights) for failure to enforce them -- that's trademarks you're thinking of there (and trade secrets, but in a different way).

        See, this is one of the things that's annoying about the term "intellectual property" -- it leads to people getting confused about what's what. Patents, copyrights, trademarks and trade secrets are all very different things, and have very different rules that apply.
        [ Parent ]
  • Have a look at jcatcw's 100% accepted articles: Yet another ComputerWorld Whore shilling ComputerWorld trip on Slashdot. Does ComputerWorld have some sort of arrangement?
    • I don't blame them, really. If you are a professionnal blogger (read former print journalist) the more traffic you can generate for your site, the more you make. Get it posted on /. or digg or wherever and watch the traffic flow.
      • Re: (Score:2)

        Well. I guess you're right on that one. But it's a heck of a lot of stories, and actually there are more than just a few ComputerWorld shills tending gardens at Slashdot...
          • Re: (Score:3, Insightful)

            Normally, I would jump on the editor(s) more than the submitter. If a submitter's is *less* interested in getting stories of interest to the community posted and more interested in pulling traffic to their site, then it is the editor's job to recognise thi

  • A better article... (Score:5, Informative)

    by Anonymous Coward on Wednesday September 05, @08:25PM (#20488825)
    ...appears on The Register. http://www.theregister.co.uk/2007/09/05/netapp_sue s_sun_over_zfs/ [theregister.co.uk]

    This actually mentions the specific technologies NetApp is alleging are infringed, and contains a link to the actual complaint, which lists the details of NetApp's allegations.

    Cursory reading suggests these are somewhat reasonable patents--they solve non-obvious critical issues in terms of having data synchronized across multiple images. We're not talking about "One-Click Ordering" here.

    That said, they filed in East Texas, which is a notorious district for patent trolling, which doesn't help them appear on the side of the angels IMO.
  • by KonoWatakushi (910213) on Wednesday September 05, @08:37PM (#20488915)

    Dave Hitz, NetApps's founder and executive vice president, said the lawsuit was filed largely because Sun 18 months ago "aggressively demanded" cross-licensing fees related to the Write Anywhere File Layout (WAFL) file-system technology included in ZFS. Hitz said the cross-licensing talks were halted in April after Sun claimed that NetApp's use of WAFL infringed on Sun patents.
    Demanded cross-licensing fees? What does that even mean? Licensing fees perhaps, but it seems like Sun was after a cross-licensing agreement; not seeking to drag NetApp into court like some patent troll.

    It sounds more like both Sun and NetApp are infringing on each others patents, and Sun simply wanted to formally resolve this in order to be on the safe side. This article seems awfully one-sided though, and the way the quote is paraphrased, it looks like the author is more interested in dragging Sun's name through the mud than presenting the facts.
      • Translation: We're patent squatters who try to extort money from companies that actually do something useful.

        You make me sick.
  • Patent Pirate Venue - LUFKIN TX (Score:5, Interesting)

    by JavaManJim (946878) on Wednesday September 05, @08:45PM (#20488957)
    I hope somehow that sanity prevails in the trial location. Network Applications Inc filed their case in Lufkin TX.

    Lufkin is very long way from anywhere. I live in Dallas TX and Lufkin is a long 3hr 18m trip South and East from here. Yet Network Applications Inc is a Sunnyvale, Calif.-based company. Both Sun and Network Applications Inc are based in California.

    Formerly the haven for patent pirates was Marshall TX. The same thing is probably going on in Lufkin TX.

    Check out this article. "A Haven for Patent Pirates In one federal court in East Texas, plaintiffs have such an easy time winning patent-infringement lawsuits against big-tech companies that defendants often choose to settle rather than fight."
    http://www.technologyreview.com/InfoTech-Software/ wtr_16280,300,p1.html?a=f [technologyreview.com]

    May the company with the best case win,
    Jim
    • Re: (Score:2)

      NetApp is a real life company that sells products. Sun tried to patent-bully NetApp and NetApp found out it had patents of its own that Sun was infringing.

      The Eastern District of Texas was a popular place for IP litigation because of its so-called "rocket
  • Ancient ext3 history (Score:4, Interesting)

    by TopSpin (753) * on Wednesday September 05, @08:59PM (#20489071)
    I recall when early releases of ext3 appeared someone suggested NetApp might take issue with it due to IP. Daniel Phillips got rather heated about the matter. [kernel-traffic.org] Apparently NetApp didn't pursue anyone over it.

    At least Sun has the means to defend itself.

  • I kept considering implementing a WAFL-lite for Linux, but found the patents right away. Then along comes ZFS a few years later and it seemed like my problems were solved, someone else decided to take on the many patents around WAFL's good ideas. Saves me
  • Apparently (Score:2)

    NetApp invented the snapshot, what a crock of shit. SCO, part 2 the revenge.
    • Re: (Score:3, Insightful)

      To be fair, Sun did start the patent trolling.
    • Re:Apparently (Score:4, Informative)

      by Vancorps (746090) on Wednesday September 05, @10:44PM (#20489873)

      Except that you are clearly ignorant about NetApp snapshots. They are very different from snapshots from other providers. I recently evaluated SANs from HP, EMC, and NetApp. NetApp was the most original and offered a lot of unique features including their snapshot technology. It's very non-obvious their implementation of it.

      Here's a link to educate(PDF) [cosentry.com]

      And another Bunch of white papers [zdnet.co.uk] explaining why Oracle went with NetApp storage. There is a similar list for GoDaddy

      NetApp is not SCO, they are only acting because Sun threatened them. They are most innovative big company I've seen in recent years. Their WAFL implementation is pretty damned impressive especially when combined with Flexclone and their other Snapshot products.

      [ Parent ]
  • If it were all for the benefit of the public, the Plaintiff in this case would simply sit down and shut up. We would have never heard of the wonderful benefits of ZFS had everything (allegedly) stayed with this company I have never heard of. Instead of bit
  • Lot of corporate fud (Score:3, Interesting)

    by mritunjai (518932) on Thursday September 06, @03:24AM (#20491641) Homepage
    NetApp says SUN's lawyers forced them into a corner and tried to extort license fees

    SUN says that NetApp tried to force the patents from them [sun.com] first and they boo-booed them.

    Ah... we might not know who did what first, but I'm definitely annoyed that the lawsuite between two CALIFORNIAN companies is filed in TEXAS court by NetApp... no prizes for guessing that that court is a haven for patent trolls, so I'm more inclined to believe Sun's story here.

  • Lots of people saw this coming (Score:4, Informative)

    by SnowZero (92219) on Thursday September 06, @03:59AM (#20491837)
    Anyone who has studied filesystems in depth knows about NetApp's WAFL, that NetApp has defended its patents, and that ZFS uses a lot of ideas from WAFL. Questions about ZFS violating WAFL patents came up on LKML months ago [lkml.org], and probably earlier elsewhere. People have been wondering why Linux doesn't have anything like ZFS, and a large part of the answer to that is patents; The Tux2 filesystem would have been a lot like ZFS but was stopped due to patent grumblings. I wish Sun luck in overturning the patents, since that would help everyone, but this lawsuit should not come at a surprise to anyone.
    • by corychristison (951993) on Wednesday September 05, @08:18PM (#20488761)

      At least Linux won't be impacted.
      That is not entirely true. ZFS is available via FUSE [sourceforge.net]. Some users do use it for some things. I really makes backup, etc. very easy. I, personally, haven't had a chance to try it out or anything, but I really would like to.

      It would be a damn shame if development on it were halted because of silly patents. :-)
      [ Parent ]
      • Re: (Score:3, Insightful)

        So lemme get this straight: a modern filesystem designed and engineered with a specific purpose, capability- and feature-set outperforms an older, more modestly-specced general-purpose filesystem designed with smaller volumes in mind in tests of such capa

    • Re: (Score:3, Insightful)

      A couple of themes I hear are that software shouldn't be patentable (fair premise) and that some people wish NetApp technology were cheaper (who would not prefer cheaper?) ... what kind of surprises me is that hardly anyone seems to know NetApp, where y'al
    • Re: (Score:3, Informative)

      Someone has the patent on the concept of managing 'something' with 'something'? In this case files with a filesystem?

      No. Go read NetApp's complaint [netapp.com], which enumerates the patents Sun claims NetApp is infringing and NetApp claims Sun is infringing, then lo